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Thomas L. Taylor is a principal at The Taylor Law Offices, P.C., a firm specializing in securities and business litigation. He represents individuals and institutions in a broad range of broker-dealer, employment, litigation, and commercial matters, including disputes involving investment-related allegations such as fraud, unauthorized trading, and churning. Mr. Taylor also handles commercial and corporate litigation, partnership disputes, and shareholder disputes. He has extensive experience in SEC and SRO investigations and regulatory matters. Notably, he currently serves as Receiver in a major Securities and Exchange Commission enforcement action in the Northern District of Texas, and has previously served as court-appointed Receiver and counsel to Receivers in multiple federal enforcement actions. The firm represents litigants in state and federal courts, as well as in FINRA, AAA, and JAMS arbitrations, and handles FINRA member disputes, U-5 expungement actions, and defamation cases.
General practice attorneys handle a wide range of legal matters, providing comprehensive legal services to individuals and businesses. They can assist with contracts, disputes, transactions, and various civil matters. Common matters include contract disputes, civil litigation, business formation, legal consultations.