About

Pat S. Conti is a seasoned attorney based in Washington, DC, specializing in Financial Institutions and Investigations. With a robust background as a former senior enforcement official at the SEC's Division of Enforcement, Pat brings three decades of expertise to the Law Offices of Pat S. Conti. He is dedicated to representing public companies, financial institutions, and their personnel in high-stakes enforcement investigations conducted by the SEC, FINRA, and various state securities regulators. His practice encompasses administrative proceedings, federal court actions, and securities-related arbitration and litigation. Pat’s extensive experience as in-house counsel for full-service investment banks, combined with his tenure in private practice, allows him to navigate complex regulatory landscapes with ease. He understands the intricacies of financial law and the pressures that clients face during investigations, and he approaches each case with a strategic mindset and a commitment to achieving the best possible outcomes. His client service philosophy centers on building trusting relationships, offering personalized attention, and delivering clear, actionable advice tailored to the unique circumstances of each client. For those seeking a knowledgeable advocate in the realm of financial institutions and investigations, Pat S. Conti stands ready to provide exceptional legal representation. Clients can trust his expertise and dedication to guide them through the complexities of regulatory challenges with confidence.

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