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Nicolas Morgan

DLA Piper US LLP | Paul Hastings LLP | Law Offices of Nicolas Morgan • Los Angeles, CA
Securities OfferingsGovernment Securities Offerings Litigation

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Contact

Email
Phone
Address
1999 Avenue Of The Stars Fourth Floor, Los Angeles, CA, 90067, US

Professional

Credentials

Education
1993 University of California at Davis School of Law JD - Juris Doctor 1989 University of California - Los Angeles BA - Bachelor of Arts

Recognition & Involvement

Publications
2007 How Will CFOs Fare in SEC Options Backdating Cases? How Will CFOs Fare in SEC Options Backdating Cases? 2007 SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs 2005 Feds Ambiguous on State Role in Regulating Hedge Fund Industry Feds Ambiguous on State Role in Regulating Hedge Fund Industry 2005 The SEC's Increasing Use of Registration Revocation and Best Responses The SEC's Increasing Use of Registration Revocation and Best Responses
Speaking
2006 Unknown The PIPEs Conference 2006, White Collar, Regulatory Agency and Civil Litigation Issues Relating to PIPE Transactions 2006 American Conference Institute's Hedge Fund Forum Staying Compliant With the SEC 2006 Securities Industry Association's Hedge Funds and Alternative Investment Conference Hedge Funds and SEC Enforcement 2006 The Directors Roundtable Enron, Worldcom & Disney: The Revolution in Duties and Liability Beyond Sarbanes-Oxley 2006 LRN Knowledge Forum 2006 Breaking News …The Latest on SEC Enforcement
Updated: Mar 08, 2026