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David J Baum

Law Offices of David J Baum | ALSTON + BIRD LLP β€’ Washington, DC
Financial Markets ServicesDerivativesFinancial ServicesPersonal Injury

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Contact

Email
Phone
Address
The Atlantic Building, Washington, DC, 20004-1404, US

Professional

About

**David J. Baum, Esq.** **Law Offices of David J. Baum | ALSTON + BIRD LLP** **Washington, DC** David J. Baum is a highly regarded attorney with over two decades of expertise in Financial Markets Services, practicing at the Law Offices of David J. Baum in collaboration with Alston + Bird LLP in Washington, DC. Situated in the prestigious Atlantic Building, David leverages his extensive knowledge of financial regulations and compliance to provide exceptional legal guidance to a diverse clientele, including investment firms, banks, and government regulatory entities. His practice focuses on an array of complex financial instruments and markets, where he excels in navigating the intricate landscapes of securities law, derivatives, and risk management. David's strategic insight allows him to advise clients not only on regulatory compliance but also on transactional matters and litigation, empowering them to mitigate risks while seizing growth opportunities in a dynamic financial environment. Renowned for his analytical prowess and commitment to client success, David is dedicated to crafting tailored solutions that align with the unique goals of each business. He actively engages in industry discussions and contributes thought leadership on current financial market trends and regulatory shifts, establishing himself as a trusted voice in the financial services industry. With a steadfast reputation for integrity and excellence, David J. Baum is a formidable advocate for his clients, helping them thrive in an ever-evolving marketplace.

Credentials

Education
1996 American University, Washington College of Law JD - Juris Doctor 1989 Georgetown University B.S.F.S.,

Recognition & Involvement

Publications
2007 Unknown Compliance Corner - Solicitation and Referral of Advisory Clients 2007 Securities Industry News Hedge Fund Hero Ensnared 2006 Unknown Compliance Corner - Email Retention for Investment Advisers 2006 Banking & Financial Services Policy Report SEC Proposes Amendments to Mutual Fund Redemption Fee Rule 2005 Unknown Compliance Corner - The SEC Issues Proposed Soft Dollar Guidance
Updated: May 25, 2026