Christopher D. Warren

About

Christopher D. Warren is a seasoned attorney based in New York, NY, specializing in Financial Services, Investigations, Personal Injury, and Real Estate law through his practice at Warren Law Group. With extensive experience in securities litigation, Christopher adeptly handles a wide range of cases, including business-to-business disputes, shareholder and partnership conflicts, and various civil matters in both state and federal courts, as well as arbitration forums such as FINRA, AAA, and JAMS. Throughout his career, Christopher has represented individual public investors in FINRA arbitration, addressing issues of broker misconduct, securities fraud, negligence, and breach of fiduciary duty. He also defends brokers and registered financial advisors against regulatory enforcement actions and investigations by the SEC and FINRA. His regulatory defense experience encompasses FINRA OTR representation, compliance with FINRA 8210, settlement negotiations, and the expungement of U4 and U5 forms. In addition to his work in securities and financial services, Christopher provides innovative solutions to commercial litigation challenges. His expertise includes handling business torts, breach of contract claims, and complex real estate disputes. He has successfully advocated for minority shareholders in fiduciary duty cases, navigated partnership disputes, and represented real estate brokers in recovering unpaid commissions. Prior to obtaining his J.D., Christopher was a principal in several prosperous real estate ventures and held a securities license with the National Association of Securities Dealers, Inc. (NASD), the predecessor to FINRA. This unique blend of industry experience enriches his legal practice, enabling him to develop tailored strategies that align with his clients' goals. At Warren Law Group, Christopher believes that all investors, regardless of the size of their losses, deserve fair treatment in their investment dealings. Similarly, he champions the rights of financial services professionals, ensuring they receive fair representation in regulatory matters. Christopher's individualized approach ensures that each client's unique circumstances are addressed with the utmost professionalism and care.

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