Comply with federal and state securities laws, file Form D, and honor investor disclosures.
Record board consent authorizing the raise, terms, and use of proceeds.
Draft pitch decks, term sheets, and disclosures aligned with securities laws.
Secure signed SAFEs, notes, or stock purchase agreements for each investor.
Gather questionnaires or third-party verifications to substantiate accreditation.
Submit the federal notice to claim your Regulation D exemption.
Notify each state where investors reside and pay associated filing fees.
Record new ownership percentages and outstanding securities accurately.
Deliver share certificates or electronic receipts documenting the investment.
Set a cadence for sharing financials and KPIs with stakeholders.
Obtain an independent valuation to support option grants and equity pricing.